
Solicitors and Financial Services
BPP UniversityLondon - To Be Confirmed, Online Classroom Live
Course overview
Financial services issues arise in many areas of legal practice, and solicitors must understand the regulatory boundaries that apply when dealing with investment-related work. This one-day course provides a clear introduction to FSMA, the SRA Financial Services Rules, regulated investments, exclusions, financial promotions and anti-money-laundering considerations. With practical examples and a focus on risk-aware practice, you’ll learn how to spot when a matter involves regulated activity, how to stay compliant and how to advise clients safely and confidently.
Key highlights
- Clear introduction to FSMA and the SRA Financial Services Rules
- Covers regulated investments, exclusions and financial promotions
- Includes anti-money-laundering considerations for legal practice
- Practical examples with a focus on risk-aware practice
- Learn to spot when a matter involves regulated activity
- Build confidence advising clients safely and compliantly
Scholarships
Advocate of the Year Scholarship
£5,000; £3,000; £2,000
Bridging Scholarship
Up to £5,000
Bridging the Bar Scholarship
Value: £5,000
Up to £5,000BTC Advocacy Scholarship
Award Value: £3,000
Up to £3,000BTC Excellence Award
Value: £1,000
Up to £1,000BTC Future Lawyer Scholarship
£3,000 Half fee full fee
Career Changer Scholarship
£3,000 Half fee full fee
Converting to Law Scholarship
£3,000 Half fee full fee
International Postgraduate Bursary
Value: £1,000
Up to £1,000SQE Future Lawyer Scholarship
£3,000 Half fee full fee
Careers this course leads to
- Solicitor
- Compliance Officer for Legal Practice
- Financial Services Solicitor
- Regulatory Compliance Lawyer
- Private Client Solicitor
Cost of study
UK/Home: £360 | International: £360
Admission
Applications are made through AHZ at no cost. Share your transcripts, English test scores and personal statement, and your AHZ Counsellor will review your profile, submit your application to BPP University, and guide you through interview, offer, CAS and visa — right up to enrolment.
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