Financial Services Regulation - Introduction

Course overview

This two-day course introduces you to the financial regulatory regime in the UK, including the new Consumer Duty. It covers the key regulations and statutes governing investment banking, stockbroking, and investment management firms. No prior knowledge of financial services regulation is assumed.

This course explains the essential elements of the regulatory environment but does not directly prepare you for an industry examination (please see the Financial Services brochure for examination training, or contact Client Services on 03331 227 001).

Key highlights

Introduces the UK financial regulatory regime, including the new Consumer Duty
Covers key regulations and statutes governing investment banking firms
Explains regulation of stockbroking and investment management firms
No prior knowledge of financial services regulation assumed

Scholarships

Advocate of the Year Scholarship
£5,000; £3,000; £2,000
Bridging Scholarship
Up to £5,000
Bridging the Bar Scholarship
Value: £5,000
Up to £5,000
BTC Advocacy Scholarship
Award Value: £3,000
Up to £3,000
BTC Excellence Award
Value: £1,000
Up to £1,000
BTC Future Lawyer Scholarship
£3,000 Half fee full fee
Career Changer Scholarship
£3,000 Half fee full fee
Converting to Law Scholarship
£3,000 Half fee full fee
International Postgraduate Bursary
Value: £1,000
Up to £1,000
SQE Future Lawyer Scholarship
£3,000 Half fee full fee

Careers this course leads to

Compliance officer
Compliance analyst
Regulatory analyst
Risk analyst
Investment operations analyst

Cost of study

UK/Home: £1,794 | International: £1,794

Admission

Applications are made through AHZ at no cost. Share your transcripts, English test scores and personal statement, and your AHZ Counsellor will review your profile, submit your application to BPP University, and guide you through interview, offer, CAS and visa — right up to enrolment.

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